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Tag Archives: Freezing Assets

Facing an Ethical Dilemma?

16th February, 2016 · CFAMNEB · Leave a comment

The CFA Society has long been an advocate for strong ethics in the Investment Profession. The Code of Ethics and Standard of Professional Conduct are an integral part of the testing process, and underscores the importance to the Society of practicing the craft while adhering to those principles. As stated in the CFA Society’s Mission & Vision Statement:

High ethical principles and professional standards are essential to positive outcomes; rules and regulations, while necessary, are not sufficient by themselves.

We think that the CFA Society’s commitment to strong ethics is part of what sets charterholders apart from other professionals in the Investment Profession. We think this is particularly important in light of highly publicized ethical failures and an increasingly skeptical attitude toward the Investment Profession from the public. We would like to reinforce this message by starting a dialogue on FreezingAssets to help promote ethical decision making. The CFA designation comes with an obligation to do more than determine what is legal. We must go beyond the bare minimum of what is required. We want to understand what is right. And to understand what is right, we need to engage in dialogue. We would like to solicit questions and concerns from members, and then tap into our member base and professional experts to explore the ethical issues involved.

So, here are the ground rules.

1) Questions should be submitted anonymously. We don’t want anyone to worry about experiencing negative career impact from engaging in dialogue. So, no real names, no company names. Just situations.

2) Real situations are better. No trying to trick the panel with things like “If God is all powerful, can he make a planet so big that he himself can’t lift?”

3) Freezing Assets is not providing legal advice. So don’t ask for it.

There is a form on Freezingassets.org for submitting questions, situations, or concerns – access the form here. As with much of what we do, this is an experiment. Maybe everybody already knows everything. But we kind of hope there are a few folks out there who are able to challenge us all to think more deeply about what we do. We think that’s really what the Code and Standards are all about.

When submitting an inquiry, you agree to the following. Neither the Blog nor the Society is giving legal advice. If you think you need to consult a lawyer or compliance professional you should do so. The Society disclaims any liability for any advice or commentary on this website. The Blog respects the privacy of its participants.

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Posted in Ask the Ethicist | Tags: CFA Minnesota, CFA Society Minnesota, CFAMN, Ethical Dilemma, ethics, Freezing Assets |

Happy Thanksgiving from the Freezing Assets Editorial Board!

24th November, 2014 · CFAMNEB · Leave a comment

We at Freezing Assets would like to wish everyone a very Happy Thanksgiving. We are thankful for a lot here at our blog. First and foremost, we are thankful for your readership. We value your time and attention more than anything, and we know that you have thousands of other reading options so we appreciate you choosing us.

Additionally, we are thankful for our contributors. Like every other website, our content is everything to us. Nothing happens without it. Here at Freezing Assets we are blessed with many outstanding local volunteer content contributors. This is what makes our site unique—excellent and diverse material submitted by our peers and friends for our CFA Minnesota members.

Though this is a site specifically designed for our region, others are taking notice. In fact societies around the country have either launched a site like ours (e.g. CFA Society Chicago), or from what we hear are in the process of starting or considering one of their own based on the success we have had with Freezing Assets.

That is just one reason we feel blessed this Thanksgiving. Let us know what you think of the site, and how we can make it more useful for you. Better yet, consider becoming a contributor yourself. Just write to info@freezingassets.org, and we’ll let you know how to get started. It really is very easy. If you wish to help out in other ways besides writing, that’s great too. We take all comers.

Thanks for your readership, and everyone at the CFA Society of Minnesota for making Freezing Assets special.

 

Have a great Thanksgiving,

The Freezing Assets Editorial Board

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Posted in Local Charterholders | Tags: Blog Posts, Editorial Board, Freezing Assets, Freezing Assets Editorial Board, Happy Thanksgiving |

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